CSRA IFINANCE MANAGER VERIFICATION

HSBC is required to comply with the applicable sanctions laws and regulations in all the jurisdictions in which we operate. The Policy is derived from the sanctions resolutions, laws, regulations and regulatory guidance of the United Nations Security Council (“ UN”), the United Kingdom (“ UK”), the Hong Kong Special Administrative Region (“ HK”), the European Union (“ EU”) and the United States of America (“ US”) and takes into account broader financial crime concerns. One of the ways in which we meet this objective is through HSBC’s Global Sanctions Policy (the “ Policy”). HSBC is a member of the Wolfsberg Group, an association of thirteen global banks that aims to develop financial services industry standards for KYC, AML and Counter Terrorist Financing.Īs a global financial institution, HSBC is committed to combatting financial crime and protecting the integrity of the global financial system. Any relevant additional local requirements.Mandated regular independent testing by second line assurance function and third line audit function and.HSBC does not allow domestic or foreign bank customers to provide payable-through-accounts to their customers on their HSBC accounts where the customer has instructed all documentation related to the account are to be held on their behalf until collection Anonymous accounts or numbered accounts or customers seeking to maintain an account in an obviously fictitious name.The prohibition of the following products, services and customer types:.Mandated regular AML training of employees and contractors.The investigation and subsequent reporting of suspicious activity to the appropriate regulatory and/or law enforcement bodies.Establishing processes and systems designed to monitor customer transactions for the purpose of identifying suspicious activity.Conducting enhanced due diligence (“EDD”) on customers assessed as higher risk such as Politically Exposed Persons (“PEPs”) in senior positions, their relatives and close associates.

CSRA IFINANCE MANAGER VERIFICATION

Minimum Customer Due Diligence (“CDD”) requirements, incorporating Customer Identification and Verification (“ID&V”) and Know Your Customer (“KYC”) principles.

The appointment of a Global and Country Money Laundering Reporting Officer (“MLRO”) or alternative position as required by local regulation.

In cases where material differences exist between the rules and regulations of these authorities or countries, the AML Policy adopts the highest standard while acknowledging the primacy of local law. The AML Policy is informed by applicable laws, regulations, regulatory guidance and best practice from the United Kingdom, European Union, Hong Kong and the United States of America. The AML Policy sets out the minimum control standards to all HSBC group entities and employees, requiring them to conduct business in accordance with applicable AML laws, rules, and regulations.

This is achieved by establishing and implementing appropriate processes, systems and controls to protect HSBC, its customers, shareholders, employees, and the communities it serves from money laundering. The objective of the AML Policy is to identify and appropriately manage money laundering risks identified by HSBC. HSBC established a Global Anti-Money Laundering Policy (“AML Policy”) for this purpose. HSBC (all wholly owned or controlled HSBC Group of companies) is committed to implementing minimum control standards across all jurisdictions for which it operates. Investor information in Chinese - 投資者中文資訊 Founded in 1865, HSBC is one of the world’s largest banking and financial services organisations.įind information about our performance, dividends, and investor events.

Csra ifinance manager